Google Links

Follow the links below to find material targeted to the unit's elements, performance criteria, required skills and knowledge

Elements and Performance Criteria

  1. Demonstrate business management skills
  2. Maintain comprehensive records of client affairs
  3. Maintain relevant reference material
  4. Develop and maintain competency requirements of staff

Knowledge Evidence

To complete the unit requirements safely and effectively, the individual must:

outline the principles of business and financial planning

outline the range of professional services provided in the financial services industry

identify and explain the key requirements of relevant legislation, regulations and codes of practice impacting on client service and business information in the financial services industry

describe key administrative processes and systems required to effectively manage client service and business information activity

describe organisational financial authorisation and compliance requirements

describe key financial products relevant to the organisation

explain key features of effective human resource management practices relating to competency requirements and professional development

explain record-keeping principles and systems

explain the use of information management systems in maintaining comprehensive client records.